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Pacific Financial Derivatives Ltd.
Authorized Futures Dealer by Financial Markets Authority, New Zealand.

The company was initially authorized in 1999 by the former NZ Securities Commission as an Authorized Introducing Broker with the NZ Futures & Options Exchange and then as an NZX Futures & Options Participant Firm (F&O) until NZX ceased oversight of F&O participants in Sept 2011.

Pacific Financial Derivatives has been an Authorized Futures Dealer for the period 1 October 2011 to 28 November 2014 when the Financial Markets Conduct Act 2013 was introduced.

The Company has made application for a Derivatives Issuers Licence pursuant to the new legislation and this application is currently being assessed by the Financial Markets Authority.

The Financial Markets Conduct Regulations 2014 permits Pacific Financial Derivatives to continue to offer derivative products to clients up until 28 February 2015 pending assessment of its application. Please refer to clause 17, Schedule 1 of the Financial Markets Conduct Regulations 2014 for further details.

Member, Financial Service Provider Register, FSP 28944
Member of the Financial Dispute Resolution (FDR scheme), New Zealand.

Financial Dispute Resolution