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Regulation

The Company was initially authorised in 1999 by the former Securities Commission as an Authorised Introducing Broker with the NZ Futures & Options Exchange, then as an NZX Futures & Options Participant Firm. In 2011, the Financial Markets Authority accredited the Company as an Authorised Futures Dealer. In 2015, the Financial Markets Authority licensed PFD as a Derivatives Issuer as per the Financial Markets Conduct Act 2013.

More on Regulations

https://fma.govt.nz/compliance/role/derivatives-issuers/

Member, Financial Service Provider Register, FSP 28944
More on FSP register please click on https://fsp-register.companiesoffice.govt.nz
Member of the Financial Dispute Resolution (FDR scheme), New Zealand.

Financial Dispute Resolution